MillerBates, LLC - Entity Registration

Investor Engagement, Terms, and Agreement

The purpose of this section is to outline the Miller Bates, LLC (MB) investor terms of engagement and to clarify the nature and extent of the services provided. In order to ensure an understanding of our mutual responsibilities, we ask all loan participants and investors of MB to confirm the following arrangements:

MB may, but is not obligated, to provide investment opportunities to the undersigned in the future. In such an event, MB will be responsible for the due diligence prior to presenting the opportunity to investors for consideration. Due diligence includes, but is not limited to, preliminary title reports and property valuations.
MB will provide for consideration, information regarding opportunities for participation as they become available.
MB will provide investors with the required forms (1099s, K-1s, etc.) necessary for annual tax reporting.
MB will provide investors with reports and transactional histories upon request.
MB will service loans and equity projects in accordance with the participation documentation or operating agreement that accompanies each project and is executed by each investor.
MB will issue a password associated with the investor's email address allowing access to the millerbates.com website.
MB will strive to protect and secure personal investor information.
MB fees for services will be paid by the borrower and disclosed to the investor.

MB makes no representations, warranties, promises, suggestions or guarantees whatsoever, in whole or in part pertaining to any investment opportunities, expected investment results or returns on investments. Investor acknowledges that a loss of investment is possible.
MB reserves the right to discontinue services #2 and #6 if an investor remains in an inactive status for more than one year.
INVESTOR represents and warrants to MB that he/she qualifies as an “Accredited Investor” under Regulation D as defined in the MB “Investor Questionnaire”.
INVESTOR agrees to abide by the terms and conditions of each investment as specified in the participation documentation or operating agreement he/she executes.
INVESTOR acknowledges a minimum participation amount of $50,000 in each loan or equity project in which they choose to be involved.
INVESTOR has NOT engaged MB to provide investment advice or counsel for investment in any transaction. Each individual should consult his or her own attorney, business or tax advisor as to legal, business, tax and related matters.
INVESTOR acknowledges this engagement letter in no way binds him/her to make any MB investments whatsoever. In the event the undersigned wishes to become involved in any investment opportunity, additional documentation will be required of the investor.

I HAVE READ, UNDERSTAND AND ACCEPT THE MUTUAL RESPONSIBILITIES AS DESCRIBED ABOVE.

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*Anticipated Annual Investment Amount

I authorize Miller Bates, LLC to email Loan and Equity Project opportunities as they become available.

I understand that any representations made outside of Miller Bates, LLC printed materials, should not be relied on, and may or may not be valid.

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Miller Bates, LLC acknowledges responsibility to adhere to all applicable federal and state rules and regulations. This engagement letter does not constitute an offer or solicitation to sell securities nor an offer to buy securities in any jurisdiction. It is not intended to help form the basis for any investment decisions, and no specific recommendations are intended.

*In order to provide a sufficient number of Loans and Equity Projects for our investors, we ask that you conservatively estimate the amount you anticipate having invested at any given time during the year with Miller Bates, LLC. This is not a commitment to fund part or any of this amount. The sole purpose of this information is for Miller Bates, LLC’s planning purposes.

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True	False
		You are an entity in which all the equity owners are accredited investors.
		You are a bank, insurance company, registered investment company, business development company or small business investment company.
		You are an employee benefit plan.
		You are either a trust, charitable organization, corporation, or partnership with total assets exceeding $5 million.
		You were not formed to acquire the investment offered and such investment does not exceed 40% of your entity’s capital.
		You are an entity organized under the laws of a jurisdiction OTHER THAN those of the United States. If true, specify the country:
		You are a government OTHER THAN the government of the United States.
		You are a partnership of which any general or limited partner is a Foreign Citizen, Entity, Government, Corporation or Company.
		You are a representative of, or entity controlled by, any of the entities listed in the previous four statements.

User Registration - Business Entity

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Investor Questionnaire

Investor Engagement, Terms, and Agreement

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